'Sleep' is the state of natural rest observed throughout the
animal kingdom, in all
mammals and
birds, and in many
reptiles,
amphibians, and
fish.
[1]
In humans, other mammals, and many other animals that have been studied — such as
fish,
birds,
ants, and
fruit-flies — regular sleep is necessary for survival. The capability for arousal from sleep is a protective mechanism and also necessary for health and survival.
Characteristics
Sleep is generally characterized by a reduction in voluntary body movement, temporary blindness, decreased reaction to external
stimuli, loss of
consciousness, a 70% reduction in audio receptivity, an increased rate of
anabolism (the synthesis of
cell structures), and a decreased rate of
catabolism (the breakdown of cell structures).
Physiology
Stages
The measurement of eye movement during sleep is used to divide sleep into two broad types:
rapid eye movement (REM) and
non-rapid eye movement (NREM) sleep. Each type has a distinct set of associated physiological, neurological and psychological features.
Sleep proceeds in cycles of REM and NREM phases. In humans, this cycle is approximately 90–110 minutes. Each phase may have a distinct physiological function. Drugs such as
alcohol and
sleeping pills can suppress certain stages of sleep (see ''
Sleep deprivation''). This can result in a sleep that exhibits loss of consciousness but does not fulfill its physiological functions.
In REM, the
brain is active and the body inactive, and this is when most dreaming occurs. REM sleep is characterized by an
electroencephalography (EEG) that has low voltage and mixed frequency, similar in appearance to the awake EEG. During REM sleep there is loss of skeletal
muscle tone, and an active
sympathetic nervous system.
In NREM sleep, the body is active and the brain inactive, and there is relatively little dreaming. Non-REM encompasses four stages; stages 1 and 2 are considered 'light sleep', and 3 and 4 'deep sleep'. They are differentiated solely using EEG, unlike REM sleep which is characterized by rapid eye movements and relative absence of muscle tone. There are often limb movements, and
parasomnia sleep walking occurs in non-REM sleep.
A
cyclical alternating pattern may sometimes be observed during a stage.
Rechtschaffen and Kales originally outlined the criteria for staging sleep in 1969. The American Academy of Sleep Medicine (AASM) updated the staging rules in 2007.

Stage 4 Sleep. EEG highlighted by red box.

REM Sleep. EEG highlighted by red box. Eye movements highlighted by red line.
Both REM sleep and NREM sleep stages 3 and 4 are homeostatically driven; that is, if a human is selectively deprived of one of these, it rebounds once the person is allowed to sleep. This suggests that both are essential in the sleep process and its many functions.
NREM
'NREM' accounts for 75–80% of total sleep time in normal human adults, and consists of four stages according to the 2007 AASM standards:
★ During 'Stage N1' the brain transitions from
alpha waves (common to people who are awake and having a frequency of 8–13
Hz cycles/second)) to
theta waves (frequency of 4–7 Hz). This stage is sometimes referred to as ''somnolence'', or "drowsy sleep". Associated with the onset of sleep during N1 may be sudden twitches and
hypnic jerks. These are normal. Other people may also experience
hypnagogic hallucinations during this stage, which can be more troublesome. During N1 the subject loses some
muscle tone, and conscious awareness of the external environment.
★ 'Stage N2', is characterized by "
sleep spindles" (12–16 Hz) and "
K-complexes." During this stage the
electromyography (EMG) lowers, and conscious awareness of the external environment disappears. This occupies 45–55% of total sleep.
★ In 'Stage N3', the
delta waves, also called ''delta rhythms'' (0.5–4 Hz) make up less than 50% of the total wave-patterns. This is considered part of the slow-wave sleep (
SWS) and functions primarily as a transition into stage N4. Overall it occupies 3–8% of total sleep time. This is the stage in which
night terrors,
bed wetting,
sleepwalking, and
sleep-talking occur.
★ In 'Stage N4', delta-waves make up
more than 50% of the wave-patterns. Stages N3 and N4 are the deepest forms of sleep; N4 is effectively a deeper version of N3, in which the deep-sleep characteristic, such as delta-waves, are more pronounced.
[2]
REM
'REM sleep' (Stage R, or Stage 5) is popularly associated with
dreaming, especially bizarre, visual, and seemingly random dreams; however, dreams can also occur during sleep onset (
hypnagogia) and during all other stages of sleep.
[3]
REM sleep is predominant in the final third of a sleep period; its timing is linked to
circadian rhythm and body temperature. The EEG in this period is aroused and looks similar to stage 1, and sometimes includes
beta waves.
★ 'Active Sleep' is a phase of sleep in
newborns that appears similar to REM sleep in adults. Neonatal sleep depends on age and is sometimes divided into Active Sleep, Quiet Sleep, and Wake. This is less specific than the classification of adult's sleep, and is often based on behavioral criteria because it is technically difficult to record an EEG from a newborn. Some scientists suggest that Active Sleep is similar to REM sleep. Others say it is an entirely different state, and point to differences between a developing
central nervous system and a mature one.
Regulation
The cycle of sleep and wakefulness is regulated by the
brain stem,
thalamus, external stimuli, and various
hormones produced by the
hypothalamus. Three processes, influenced by hormonal, neurological, and environmental factors, underlie sleep regulation:
★ A
homeostatic process determined by prior sleep and wakefulness, determines "sleep need."
★ A
circadian process determines periods of high and low sleep propensity, and high and low REM sleep propensity.
★ An
ultradian process
The interrelationships and relative importance of each process and system remain uncertain.
Some
neurohormones and
neurotransmitters are highly correlated with sleep and wake states. For example,
melatonin levels are highest during the night, and this hormone appears to promote sleep.
Adenosine, a
nucleoside involved in generating energy for biochemical processes, gradually accumulates in the human
brain during wakefulness, and decreases during sleep. Researchers believe that its accumulation encourages sleep. The stimulant properties of
caffeine are attributed to its negating the effects of adenosine. But the role of adenosine is far from proven, as mice lacking adenosine receptors display normal sleep patterns and normal responses to sleep deprivation.
The
suprachiasmatic nucleus (SCN) of the hypothalamus plays an important role and also generates its own rhythm in isolation. In the presence of light it sends messages to the
pineal gland that instruct it to cease secreting
melatonin.
Breathing
Breathing patterns change significantly from wakefulness at sleep onset and during different sleep stages.
Functions
Despite decades of intense research, scientists still have only clues about sleep function. Because sleep is heterogeneous, there are various theories none of which predominates.
Restoration
Sleep may be a dynamic time of healing and growth for organisms. For example, during stages 3 and 4, or
slow-wave sleep,
growth hormone levels increase, and
immune function changes. In some studies, sleep deprivation led to decrements in immune function, and extreme, extended deprivation to altered
metabolism. But sleep deprivation has not been conclusively shown to significantly impact organ,
muscular,
cardiac or other
somatic function in ways that suggest that any of these systems are primarily influenced by sleep.
Anabolic/catabolic cycle
Non-REM sleep may be an
anabolic state marked by physiological processes of growth and rejuvenation of the organism's immune, nervous, muscular, and skeletal systems (but see above). Sleep might restore
neurons and increase production of brain
proteins and certain
hormones. Wakefulness may perhaps be viewed as a cyclical, temporary, hyperactive
catabolic state during which the organism acquires nourishment and procreates.
Ontogenesis
According to the
ontogenetic hypothesis of
REM sleep, the activity occurring during neonatal REM sleep (or active sleep) seems to be particularly important to the developing organism (Marks et al., 1995). Studies investigating the effects of deprivation of active sleep have shown that deprivation early in life can result in behavioral problems, permanent sleep disruption, decreased brain mass (Mirmiran et al. 1983), and an abnormal amount of neuronal cell death (Morrissey, Duntley & Anch, 2004).
Memory processing
Many scientists believe that
memory depends on sleep. REM sleep appears to help the consolidation of
spatial and
procedural memory, while slow-wave sleep helps with the consolidation of
declarative memories. When experimental subjects are asked to memorize academic material, especially if it involves organized, systematic thought, their retention is markedly increased after a night's sleep.
[4] On the other hand, the effectiveness of mere
rote memorization is similar with or without an intervening period of sleep. Some memory theorists argue that saving memory directly into
long-term memory is a slow and error-prone process, and propose that cerebral input is first saved in a temporary memory store, and then encoded and transferred into long-term memory during sleep (Zhang, 2004). But although many findings support these ideas, many sleep scientists do not believe that sleep's primary function is related to memory. They point out that many of the studies cited by proponents of this theory are contradictory or confounded by the side-effects caused by the experimental manipulations. A more salient issue is that only a handful of studies have shown that sleep actually influences
brain plasticity, the mechanism underlying remembering and forgetting (Benington and Frank, 2003).
Preservation
One view, "Preservation and Protection", is that sleep serves an adaptive function. It protects the individual during that portion of the 24-hour day in which being awake, and hence roaming around, would place the individual at greatest risk. Organisms do not require 24 hours to feed themselves and meet other necessities. From this perspective of adaptation, organisms are safer by staying out of harm's way where potentially they could be prey to other stronger organisms. They sleep at times that maximize their safety, given their physical capacities and their habitats. (Allison & Cicchetti, 1976; Webb, 1982).
However, this theory fails to explain why the brain disengages from the external environment during normal sleep. A seemingly more advantageous adaptation for animals would be to seclude themselves but remain quietly awake to avoid predation. In fact, animals who are preyed upon usually disengage from the external environment to a lesser degree. Another argument against the theory is that sleep is not simply a passive consequence of removing the animal from the environment, but is a "drive": animals alter their behaviors in order to obtain sleep. Therefore,
circadian regulation is more than sufficient to explain periods of activity and quiescence that are adaptive to an organism, but the more peculiar specializations of sleep probably serve different and unknown functions.
These theories are not mutually exclusive; each may contain truths that may be validated in the future. Recent studies show that sleep is phylogenetically ancient (Shaw et al Science 2000, Hendricks et al Neuron 2000). Thus, to understand the function of sleep, we must study simple animals that predated the
arthropoda and
chordata phyla, as well as the roles of proteins and enzymes in basic metabolism. Some sleep features are unique to mammals (e.g. REM sleep and
thermoregulation) and so probably did not occur in sleep-like states of primordial
metazoa.
Optimal amount
Adult
The
National Sleep Foundation maintains that eight to nine hours of sleep for adult humans is optimal and that sufficient sleep benefits alertness, memory and problem solving, overall health, as well as reducing the risk
of accidents.
[5] A widely publicized 2003 study
[6] performed at
University of Pennsylvania School of Medicine demonstrated that cognitive performance declines with fewer than eight hours of sleep.
A
University of California, San Diego psychiatry study found that people who live the longest sleep for six to seven hours each night.
[7] However, this study cannot be used to determine optimal sleep habits, only correlation — and
empirically observed correlation is a necessary but not sufficient condition for causality. For example, such correlation can be explained from the fact that older people tend to sleep less, or perhaps a genetic ability to generate cells faster provides advantages in both sleep necessity and longevity.
Children
Children need a relatively larger amount of sleep to function correctly (up to 18 hours for
newborn babies, with a declining rate as the child ages).
| Age | Average total number of hours sleeping per day |
|---|
| Newborn | 18 |
| 1 month | 15–16 |
| 3 months | 15 |
| 6 months | 14–15 |
| 9 months | 14 |
| 1 year | 13–14 |
| 2 years | 13 |
| 3 years | 12 |
| 4 years | 11 1/2 |
| 5 years | 11 |
Longest period without sleep
Depending on how one defines sleep, there are several persons who can claim the record for having gone the longest without sleep.
#
Thai Ngoc, born 1942, has been awake for 33 years or 11,700 nights, according to
Vietnamese news organization Thanh Nien. It was said that Ngoc acquired the ability to go without sleep after a bout of fever in 1973,
[8] but other reports indicate he stopped sleeping in 1976 with no known trigger.
[9] At the time of the Thanh Nien report, Ngoc suffered from no apparent ill effect (other than a minor decline in liver function), was mentally sound and was able to carry 100kg of pig feed down a 4km road,
8 but another report indicates that he was healthy prior to the sleepless episode but that now he was not feeling well due to the lack of sleep.
9
#
Randy Gardner holds the
Guinness World Record for intentionally having gone the longest without sleep. In 1965, Gardner, then 18, stayed awake for 264 hours (about 11 days) for a high school science project.
[10] He experienced significant deficits in concentration, motivation, perception and other higher mental processes during his sleep deprivation. However, he recovered normal cognitive functions after a few nights' sleep.
#On
May 25 2007 the BBC reported that Tony Wright beat the Guinness World Record by staying awake for 11 days and nights.
[11] The Guinness Book of Records has, however, withdrawn its backing of a sleep deprivation class because of the associated health risks.
#People born with the rare genetic disorder Morvan’s fibrillary chorea or
Morvan's syndrome can go without sleep for several months at a time. Michel Jouvet and his colleagues in Lyon, France, studied a 27-year-old man and found he had virtually no sleep over a period of several months. During that time he did not feel sleepy or tired and did not show any disorders of mood, memory, or anxiety. Nevertheless, nearly every night between 9:00 and 11:00 p.m., he experienced a 20 to 60-minute period of auditory, visual, olfactory, and somesthetic (sense of touch) hallucinations, as well as pain and
vasoconstriction in his fingers and toes.
In recent investigations, Morvan's syndrome has been attributed to serum antibodies directed against specific potassium (K+) channels in cell and nerve membranes.
Issues affecting sleep
Many people have trouble sleeping, which may stem from a number of issues, including:
★ Uncomfortable sleep furnishings
★ Stress from family, job and / or personal issues
★ Environmental conditions (excessive heat, cold, pollution)
★ Poor body positioning
★ Illness
A study by researchers at the University of Pennsylvania has confirmed that the more one works, the less they sleep and that work is the single biggest factor troubling sleep.
[12]
Dreaming
Main articles: Dream
Dreaming is the perception of sensory images during sleep, in a sequence which the sleeper/dreamer usually perceives more as an apparent participant than an observer. Dreaming is stimulated by the
pons and mostly occurs during the
REM phase of sleep.
People have proposed many
hypotheses about the functions of dreaming.
Sigmund Freud postulated that dreams are the symbolic expression of frustrated desires that had been relegated to the
subconscious, and he used
dream interpretation in the form of
psychoanalysis to uncover these desires. Scientists have become skeptical about the Freudian interpretation, and place more emphasis on dreaming as a requirement for organization and consolidation of recent
memory and experience. See Freud:
The Interpretation of Dreams
James Allan Hobson and Robert McCarley's
activation synthesis theory proposes that dreams are caused by the
random firing of
neurons in the
cerebral cortex during the REM period. According to the theory, the
forebrain then creates a
story in an attempt to reconcile and make sense of the nonsensical sensory information presented to it, hence the odd nature of many dreams.
[13]
A
wet dream is the ejaculation of semen during sleep. This is most often experienced by pubescent males during REM sleep, but may occur at any time after puberty.
Anthropology of sleep
Pattern
Recent research suggests that sleep patterns vary significantly across human
cultures.
[14] The most striking differences are between societies that have plentiful
artificial light and ones that do not. Cultures without artificial light have more broken-up sleep patterns. This is called
segmented sleep, which led to expressions such as "first sleep," "watch," and "second sleep" which appear in literature from all over the world.
Some cultures have fragmented sleep patterns in which people sleep at all times of the day, and for shorter periods at night. For example, many
Mediterranean and
Latin American cultures have a ''
siesta'', in which people sleep for a period in the
afternoon. In many
nomadic or
hunter-gatherer societies people sleep off and on throughout the day or night depending on what is happening.
Some sleep deprivation-oriented sleep patterns have also been discovered recently, such as that of the
Uberman's sleep schedule, which revolve around the theory of sleeping in regular patterns of 20 minute sleep and 4 hours awake time, leading to the body's ability to jump instantly into REM. The effect of this is that the body accumulates a total of 2 hours of REM sleep, whereas a body on a normal sleep schedule accumulates only 1.5 hours of REM.
[15]
Since plentiful artificial light became available in some cultures in the mid-
19th century, sleep patterns have changed significantly in these cultures. These people sleep in a concentrated burst at night, and sleep later in the morning.
Partner
In some cultures people generally sleep with at least one other person, often with many, or with
animals. In other cultures people rarely sleep with anyone but an intimate relation, such as a spouse. In almost all societies sleeping partners are strongly regulated by social standards. For example, people might only sleep with their
immediate family,
extended family, spouses, with their children, with children of a certain age, children of specific gender, peers of a certain gender, friends, peers of equal social rank, or with no one at all.
Location
People sleep in a variety of locations. Some sleep directly on the ground, others on an animal skin, piece of
cloth or
mattress, others sleep on platforms or
beds. Some sleep with
blankets, some with
pillows, some with simple head rests, some with no head support. These choices are shaped by a variety of factors such as
culture,
climate, protection from
predators and
housing type.
Clothing
Clothing worn for sleep varies across individuals and cultures. Some people wear
pajamas, some a
nightshirt, some regular
underwear, some the same clothes they wore during the day (changing clothes in the morning, if at all), and some sleep
naked.
In non-humans
Cattle,
horses, and
sheep can sleep while standing or while lying down; however, they cannot experience
REM sleep while standing. If deprived of REM sleep for a long time, the animal may involuntarily collapse in order to reach REM sleep, a condition not to be confused with
narcolepsy.
Whales and
dolphins are also different from humans: they always have to be conscious, as they are
conscious breathers, so only one half of their brain sleeps at a time.
[16] Sleep becomes difficult to define in lower order animals, such as the
bullfrog. Its resting state is too similar to its active state to be considered by many to satisfy the criteria for sleep, but brain activity in the resting state is similar to other
amphibians that do meet the criteria when they sleep.
[17]
See also
Sleep physiology
★
Circadian rhythm
★
Myoclonic twitch
★
Seasonal affective disorder
★
Sleep inertia
★
Sleep paralysis
★
Polysomnogram
Patterns and disruptions
★
Unihemispheric slow-wave sleep
★
Hibernation
★
Segmented sleep
★
Polyphasic sleep
★
Sleep deprivation
★
Sleep debt
★
Jet lag
Practices and rituals
★
Co-sleeping
★
Bedtime
★
Sleep hygiene
★
Meditation
★
Hypnosis
★
Lucid Dreaming
★
Yoga Nidra
Other
★
Insomnia
★
Hypersomnia
★
Narcolepsy
★
Sudden infant death syndrome
★
Lullaby
★
Alarm clock
★
Dream interpretation
References
1. http://www.sleephomepages.org/sleepsyllabus/fr-b.html
2. Biopsychology, Pinel, J.P.J., , , ,
3. Rapid Eye Movement Sleep, Non-rapid Eye Movement Sleep, Dreams, and Hallucinations, Manni R, , , Curr Psychiatry Rep.,
4.
5. "Let Sleep Work for You" provided by the National Sleep Foundation
6. Van Dongen HP, Maislin G, Mullington JM, Dinges DF. The cumulative cost of additional wakefulness: dose-response effects on neurobehavioral functions and sleep physiology from chronic sleep restriction and total sleep deprivation. Sleep. 2003 Mar 15;26(2):117–26.
7. Experts challenge study linking sleep, life span Rhonda Rowland
8. Vietnam man handles three decades without sleep
9. My kingdom for a snooze
10. Biology: How long can humans stay awake? | publisher=Scientific American | date=2002-03-25 | url=http://www.sciam.com/askexpert_question.cfm?articleID=0000F879-8E01-1CD1-B4A8809EC588EEDF | accessdate = 2007-04-23}}
11. http://news.bbc.co.uk/1/hi/england/cornwall/6689999.stm
12. Study confirms that the more you work, the less you sleep
13. Hobson, J. A., & McCarley, R. (1977). The brain as a dream state generator: An activation-synthesis hypothesis of the dream process. American Journal of Psychiatry, 134, 1335–1348.
14. A comparative developmental ecology, Carol M. Worthman and Melissa K. Melby, , , Emory University, ,
15. Uberman's sleep schedule@Everthing2.com
16. Interhemispheric asymmetry of the electroencephalographic sleep patterns in dolphins, Mukhametova LM, , , Brain Research,
17. http://www.britannica.com/ebc/article-38758
Further reading
★
Dynamics of Complex Systems, Bar-Yam, Yaneer, , , , 2003,
★
Sleep and epilepsy: what we know, don't know, and need to know., Foldvary-Schaefer N, Grigg-Damberger M, , , J Clin Neurophysiol, 2006
★
Mechanisms of arousal from sleep and their consequences., Gilmartin G, Thomas R, , , Curr Opin Pulm Med, 2004 [Review]
★
Association of sleep time with diabetes mellitus and impaired glucose tolerance., Gottlieb D, Punjabi N, Newman A, Resnick H, Redline S, Baldwin C, Nieto F, , , Arch Intern Med, 2005
★
Sleep and hypertension: a challenge for the autonomic regulation of the cardiovascular system., Legramante J, Galante A, , , Circulation, 2005 [Editorial]
★ Feinberg I. Changes in sleep cycle patterns with age
J Psychiatr Res. 1974;10:283–306. [review]
★ Tamar Shochat and Sonia Ancoli -
Specific Clinical Patterns in Aging - Sleep and Sleep Disorders [website]
★ Zepelin H. Normal age related changes in sleep. In: Chase M, Weitzman ED, eds. Sleep Disorders: Basic and Clinical Research. New York: SP Medical; 1983:431–434.
★
Active sleep and its role in the prevention of apoptosis in the developing brain., Morrissey M, Duntley S, Anch A, Nonneman R, , , Med Hypotheses, 2004
★
A functional role for REM sleep in brain maturation., Marks G, Shaffery J, Oksenberg A, Speciale S, Roffwarg H, , , Behav Brain Res, 1995
★
Effects of experimental suppression of active (REM) sleep during early development upon adult brain and behavior in the rat., Mirmiran M, Scholtens J, van de Poll N, Uylings H, van der Gugten J, Boer G, , , Brain Res, 1983
★
[Memory process and the function of sleep], Zhang, J., , , Journal of Theoretics, 2004
External links
★
American Academy of Sleep Medicine
★
Sleep Research Society
★
National Sleep Foundation
★
National Center on Sleep Disorders Research