A 'revolution' (from
Late Latin ''revolatio'' which means "a turn around") is a significant
change that usually occurs in a relatively short period of time. Variously defined revolutions have been happening throughout
human history. They vary in terms of numbers of their participants (
revolutionaries), means employed by them, duration, motivating
ideology and many other aspects. They may result in a
socio-
political change in the
socio-
political institutions, or a major change in a
culture or
economy.
Scholarly debates about what is and what is not a revolution center around several issues. Early study of revolutions primarily analyzed events in
European history from
psychological perspective, soon however new theories were offered using explanations for more global events and using works from other
social sciences such as
sociology and
political sciences. Several generations of scholarly thought have generated many competing theories on revolutions, gradually increasing our understanding of this complex phenomenon.
Etymology
The word derives from
Late Latin ''revolutio'' - "a rotation around something or an orbit," from
Latin ''revolvere'' "turn, roll back". It entered
English, from
Old French ''révolution'' (from the
accusative form ''revolutionem''), in
1390, originally only applied to
celestial bodies. Only circa
1450 was it being used to mean " [an] instance of great change in affairs". The new sense of the word came in connection with the publication of
Copernicus' ''On the Revolution of the Celestial Spheres'', which overthrew the official cosmology decreed by the Catholic Church. From that point on, the word "revolution" acquired its subversive political connotation. The presently dominant political meaning is first recorded
1600, again following
French, and was especially applied to the expulsion of the
Stuart king
James II of England in
1688 and transfer of sovereignty in Britain to
William III and
Mary. ''Revolutionary'' as a
noun is first attested
1850, from the
adjective.
[1]
Political and socioeconomic revolutions
:''See also the
list of revolutions and rebellions.''
Perhaps most often, the word 'revolution' is employed to denote a
socio-
political change in the
socio-
political institutions.
[2][3][4] Jeff Goodwin gives two definitions of a revolution. A broad one, where revolution is "any and all instances in which a state or a political
regime is overthrown and thereby transformed by a popular
movement in an irregular, extraconstitutional and/or violent fashion"; and a narrow one, in which "revolutions entail not only
mass mobilization and regime change, but also more or less rapid and fundamental social, economic and/or cultural change, during or soon after the struggle for
state power."
[5] Jack Goldstone defines them as "an effort to transform the political institutions and the justifications for political authority in society, accompanied by formal or informal mass mobilization and noninstitutionalized actions that undermine authorities."
[6]
Political and socioeconomic revolutions have been studied in many
social sciences, particularly
sociology,
political sciences and
history. Among the leading scholars in that area have been or are
Crane Brinton,
Charles Brockett,
Farideh Farhi,
John Foran,
John Mason Hart,
Samuel Huntington,
Jack Goldstone,
Jeff Goodwin,
Ted Roberts Gurr,
Fred Halliday,
Chalmers Johnson,
Tim McDaniel,
Barrington Moore,
Jeffery Paige,
Vilfredo Pareto,
Terence Ranger,
Eugen Rosenstock-Huessy,
Theda Skocpol,
James Scott,
Eric Selbin,
Charles Tilly,
Ellen Kay Trimbringer,
Carlos Vistas,
John Walton,
Timothy Wickham-Crowley and
Eric Wolf, to name just a few.
[7]
Jack Goldstone differentiates four 'generations' of scholarly research dealing with revolutions.
The scholars of the first generation such as
Gustave Le Bon,
Charles A. Ellwood or
Pitirim Sorokin, were mainly descriptive in their approach, and their explanations of the phenomena of revolutions was usually related to
social psychology, such as Le Bon's
crowd psychology theory.
Second generation theorists sought to develop detailed
theories of why and when revolutions arise, grounded in more complex
social behaviour theories. They can be divided into three major approaches: psychological, sociological and political.
The works of
Ted R. Gurr,
Ivo K. Feierbrand,
Rosalind L. Feierbrand,
James A. Geschwender,
David C. Schwartz and
Denton E. Morrison fall into the first category. They followed theories of
cognitive psychology and
frustration-aggression theory and saw the cause of revolution in the state of mind of the masses, and while they varied in their approach as to what exactly caused the people to revolt (ex.
modernization,
recession or
discrimination), they agreed that the primary cause for revolution was the widespread frustration with socio-political situation.
The second group, composed of academics such as
Chalmers Johnson,
Neil Smelser,
Bob Jessop,
Mark Hart,
Edward A. Tiryakian,
Mark Hagopian, followed in the footsteps of
Talcott Parsons and the
structural-functionalist theory in sociology; they saw society as a system in equilibrium between various resources, demands and subsystems (political, cultural, etc.). As in the psychological school, they differed in their definitions of what causes disequilibrium, but agreed that it is a state of a severe disequilibrium that is responsible for revolutions.
Finally, the third group, which included writers such as
Charles Tilly,
Samuel P. Huntington,
Peter Ammann and
Arthur L. Stinchcombe followed the path of
political sciences and looked at
pluralist theory and
interest group conflict theory. Those theories see events as outcomes of a
power struggle between competing
interest groups. In such a model, revolution happen when two or more groups cannot come to terms within a normal
decision making process traditional for a given
political system, and simultaneously possess enough resources to employ
force in pursuing their goals.
The second generation theorists saw the development of the revolutions as a two-step process; first, some
change results in the present situation being different from the past; second, the new situation creates an opportunity for a revolution to occur. In that situation, an event that in the past would not be sufficient to cause a revolution (ex. a
war, a
riot, a bad
harvest), now is sufficient — however if authorities are aware of the danger, they can still prevent a revolution (through
reform or
repression).
Many such early studies of revolutions usually concentrated on the four classic "Great Revolutions", seen as famous and uncontroversial examples fitting virtually all definitions of revolutions: the
Glorious Revolution (1688), the
French Revolution (1789–1799), the
Russian Revolution of 1917 and the
Chinese Revolution (1927-1949).
In time, scholars began to analyze hundreds of other events as revolutions (see
list of revolutions and rebellions), and differences in definitions and approaches gave rise to new definitions and explanations. The theories of the second generation have been criticized for their limited geographical scope, difficulty in
empirical verification, as well as that while they may explain some particular revolutions, they did not explain why revolutions did not occur in other societies in very similar situations.
The criticism of the second generation led to the rise of a third generation of theories, with writers such as
Theda Skocpol,
Barrington Moore,
Jeffrey Paige and others expanding on the old
Marxist class conflict approach, turning their attention to rural agrarian-state conflicts, state conflicts with autonomous
elites and the impact of interstate
economic and
military competition on domestic
political change. Particularly Skocpol's ''
States and Social Revolutions'' became one of the most widely recognized works of the third generation; Skocpol defined revolution as "rapid, basic transformations of society's state and class structures...accompanied and in part carried through by class-based revolts from below", attributing revolutions to a conjunction of multiple conflicts involving state, elites and the lower classes.
From the late 1980s a new body of scholarly work began questioning the dominance of the third generation's theories. The old theories were also dealt a significant blow by new revolutionary events that could not be easily explain by them. The
Iranian and
Nicaraguan Revolutions of 1979, the
1986 EDSA Revolution in the
Philippines and the 1989
Autumn of Nations in Europe saw multi-class coalitions topple seemingly powerful regimes amidst popular demonstrations and
mass strikes in
nonviolent revolutions. Defining revolutions as mostly European violent state versus people and
class struggles conflicts was no longer sufficient. The study of revolutions thus evolved in three directions. Firstly, some researchers were applying previous or updated
structuralist theories of revolutions to events beyond the previously analyzed, mostly European conflicts. Secondly, scholars called for greater attention to conscious
agency in the form of
ideology and
culture in shaping revolutionary
mobilization and objectives. Third, analysts of both revolutions and
social movements realized that those phenomena have much in common, and a new 'fourth generation' literature on
contentious politics has developed that attempts to combine insights from the study of social movements and revolutions in hopes of understanding both phenomena.
While revolutions encompass events ranging from
the relatively peaceful revolutions that overthrew communist regimes to the
violent Islamic revolution in Afghanistan, they exclude
coups d'états,
civil wars,
revolts and rebellions that make no effort to transform institutions or the justification for authority (such as
Józef Piłsudski's
May Coup of 1926 or the
American Civil War), as well as peaceful transitions to
democracy through institutional arrangements such as
plebiscites and
free elections, as in
Spain after the death of
Francisco Franco.
Types of political and socioeconomic revolutions
Some popular types of revolutions as discussed in social science literature include:
★ Great revolutions - revolutions that transform economic and social structures as well as political institutions, such as the
French Revolution of 1789 or
Russian Revolution of 1917 and
Islamic revolution of Iran[8][9]
★
Political revolutions - revolutions that change only
state institutions
★
Social revolutions - revolutions that involve autonomous lower-class revolts,
★
Proletarian or
communist revolutions - revolutions inspired by the ideas of Marxism that aims to replace
capitalism with
communism
★
Failed or
abortive revolutions - revolutions that fail to secure power after temporary victories or large-scale mobilization
★
Non-violent revolutions (popularly known as
color revolutions in the post-
Cold War period) - relatively recent phenomena where revolutionary political change is combined with very low level of violence
Cultural, intellectual, philosophical and technological revolutions
The term revolution has been used to denote great changes outside the political sphere. They are usually recognized as having transformed in society, culture, philosophy and technology much more than
political systems. Some can be global, while others are limited to single countries. Such revolutions include, in alphabetical order:
★
Agricultural Revolutions, which include:
★
★
Neolithic Revolution (perhaps 13000 years ago), which formed the basis for human civilization to develop. It is commonly referred to as the 'First Agricultural Revolution'.
★
★
Green Revolution (1945- ), the use of industrial fertilizers and new crops greatly increased the world's agricultural output. It is commonly referred to as the 'Second Agricultural Revolution'.
★
★
British Agricultural Revolution (18th century), which spurred urbanisation and consequently helped launch the
Industrial Revolution.
★
★
Scottish Agricultural Revolution (18th st century), which led to the
Lowland Clearances.
★
Cultural Revolution - a struggle for power within the
Communist Party of China, which grew to include large sections of Chinese society and eventually brought the People's Republic of China to the brink of civil war, and which lasted from 1966 to 1976
★
Digital Revolution - the sweeping changes brought about by
computing and
communication technology from the later half of the 20th Century till today
★
Industrial Revolution - the major shift of technological, socioeconomic and cultural conditions in the late 18th and early 19th centuries that began in Britain and spread throughout the world
★
★
Second Industrial Revolution (1871–1914)
★
Price revolution - a series of economic events from the second half of the 15th century to the first half of the 17th, the price revolution refers most specifically to the high rate of inflation that characterized the period across
Western Europe
★
Quiet Revolution - a period of rapid change in
Quebec,
Canada, in the 1960s
★
Scientific revolution - a fundamental transformation in scientific ideas around the 16th century
★
The Counterculture Revolution(or 'The Hippie Revolution'). A Social and Cultural Revolution that swept through the United States and much of the western world in the 1960's and 1970's. In America, it was a revolt against the conservative social norms of the 1950s, the political conservatism (and perceived social repression) of the Cold War period, and the US government's extensive military intervention in Vietnam. The growing use of
psychedelic drugs are also included.
★
★
Sexual revolution - a change in sexual morality and sexual behavior throughout the Western world, from 1960s till today
★
Upper Paleolithic Revolution - The emergence of "high culture", new technologies and regionally distinct cultures
See also
★
List of revolutions and rebellions
★
List of political revolutionaries
★
Counterrevolution
★
List of fictional revolutions and coups
★
Revolutionary wave
★
Catastrophe theory, the study of the behaviour of dynamical systems that undergo sudden changes; often applied to revolutions in the sense of this article
References
1. EtymologyOnLine:revolution. Last accessed on 27 October 2006
2. Jack Goldstone, "Theories of Revolutions: The Third Generation'', ''World Politics'' 32, 1980:425-53
3. John Foran, "Theories of Revolution Revisited: Toward a Fourth Generation", ''Sociological Theory'' 11, 1993:1-20
4. Clifton B. Kroeber, ''Theory and History of Revolution'', Journal of World History 7.1, 1996:21-40
5. Goodwin, op.cit., p.9
6. Jack Goldstone, "Towards a Fourth Generation of Revolutionary Theory", ''Annual Review of Political Science'' 4, 2001:139-87
7. Jeff Goodwin, ''No Other Way Out: States and Revolutionary Movements, 1945-1991'', Cambridge University Press, 2001, p.5
8. Bernard Lewis, "Iran in History", Moshe Dayan Center, Tel Aviv University
9. [1]
External links
★
Hannah Arendt,
''On Revolution'', 1963, Penguin Classics, New Ed edition: February 8, 1991. ISBN 014018421X
★
Revolution in Political Risk Management
★ John Kekes,
Why Robespierre Chose Terror. The lessons of the first totalitarian revolution, City Journal, Spring 2006.
★ Plinio Correa de Oliveira,
''Revolution and Counter-Revolution'', Foundation for a Christian, Third edition, 1993. ISBN 1877905275
★ Michael Barker,
Regulating revolutions in Eastern Europe: Polyarchy and the National Endowment for Democracy, 1 November 2006.
★
Polyarchy Documents: Revolution
★
Begin Revolution