(Redirected from Mathematics of musical scales)
Music theorists often use mathematics to understand musical structure and communicate new ways of hearing music. This has led to musical applications of
set theory,
abstract algebra, and
number theory. Music scholars have also used mathematics to understand musical scales, and some composers have incorporated the
Golden ratio and
Fibonacci numbers into their work.
[1]
Connections to set theory
Main articles: Set theory (music)
Musical set theory uses some of the concepts from mathematical
set theory to organize musical objects and describe their relationships. To analyze the structure of a piece of (typically atonal) music using musical set theory, one usually starts with a set of tones, which could form motives or chords. By applying simple operations such as
transposition and
inversion, one can discover deep structures in the music. Operations such as transposition and inversion are called
isometries because they preserve the intervals between tones in a set.
Connections to abstract algebra
Main articles: Abstract algebra
Expanding on the methods of musical set theory, many theorists have used abstract algebra to analyze music. For example, the notes in an equal temperament octave form an
abelian group with 12 elements. It is in fact possible to describe
just intonation in terms of
free abelian group.
[2]
Transformational theory is a branch of music theory developed by
David Lewin. The theory allows for great generality because it emphasizes transformations between musical objects, rather than the musical objects themselves.
Theorists have also proposed musical applications of more sophisticated algebraic concepts. Mathematician
Guerino Mazzola has applied
topos theory to music, though the result has been controversial.
Connections to number theory
Main articles: Number theory
Modern interpretation of
just intonation is fully based on
fundamental theorem of arithmetic.
The Golden Ratio and Fibonacci Numbers
It is believed that some composers wrote their music using the
golden ratio and the
Fibonacci numbers to assist them.
[3]
James Tenney reconceived his piece For Ann (rising), which consists of up to twelve computer-generated tones that
glissando upwards (see
Shepard tone), as having each tone start so each is the golden ratio (in between an equal tempered minor and major sixth) below the previous tone, so that the combination tones produced by all consecutive tones are a lower or higher pitch already, or soon to be, produced.
Ernő Lendvai analyzes
Béla Bartók's works as being based on two opposing systems: those of the golden ratio and the acoustic scale.[24] In Bartok's Music for Strings, Percussion, and Celesta, the xylophone progression occurs at the intervals 1:2:3:5:8:5:3:2:1. French composer
Erik Satie used the golden ratio in several of his pieces, including ''Sonneries de la Rose Croix''. His use of the ratio gave his music an otherworldly symmetry.
The golden ratio is also apparent in the organization of the sections in the music of
Debussy's ''Image, "Reflections in Water"'', in which the sequence of keys is marked out by the intervals 34, 21, 13, and 8, and the main climax sits at the φ position.
''This Binary Universe'', an experimental album by
Brian Transeau, includes a track entitled ''1.618'' in homage to the golden ratio. The track features musical versions of the ratio and the accompanying video displays various animated versions of the golden mean.
Tuning systems
A
musical scale is a discrete set of
pitches used in making or describing music. Typically a scale has an interval of repetition, which is normally the
octave. This means that for any pitch in the scale, we have also an
equivalent pitch an octave above and an octave below it. While the limits of human hearing are finite, matters are somewhat simplified if we ignore that fact, as is usually done in discussions of theory. Because we are often interested in the relations or
ratios between the pitches (known as
intervals) rather than the precise pitches themselves in describing a scale, it is usual to refer all the scale pitches in terms of their ratio from a particular pitch, which is given the value of one (often written '1/1' when discussing
just intonation.) This note can be, but is not necessarily, a note which functions as the
tonic of the scale. For tunings using irrational numbers (i.e.
temperaments) or for interval size comparison
cents are often used.
The most important scale in the Western tradition is the
diatonic scale, but the scales used and proposed in various historical eras and parts of the world have been many and varied. Scales may broadly be classed as scales of
just intonation,
tempered scales, and practice-based scales. A scale is in just intonation if the ratios between the frequencies for all degrees of the scale are either ratios of small integers, or obtained by a succession of such ratios. It is tempered if it represents an adjustment, or tempering, of just intonation. It is practice-based if it simply reflects musical practice, as for instance various measurements of the
tuning of a
gamelan might do.
Pythagorean tuning
Main articles: Pythagorean tuning
Pythagorean tuning is tuning based only on the perfect consonances, the (perfect) octave, perfect fifth, and perfect fourth. Thus the major third is considered not a third but a ditone, literally "two tones", and is 81:64 = (9:8)², rather than the independent and harmonic just 5:4, directly below. A whole tone is a secondary interval, being derived from two perfect fifths, (3:2)²/2 = 9:8.
Just intonation
Main articles: Just intonation
If we take the ratios constituting a scale in just intonation, there will be a largest
prime number to be found among their prime factorizations. This is called the prime limit of the scale. A scale which uses only the primes 2, 3 and 5 is called a 5-limit scale; in such a scale, all tones are
regular number harmonics of a single
fundamental frequency. Below is a typical example of a 5-limit justly tuned scale, one of the scales
Johannes Kepler presents in his
Harmonice Mundi or Harmonics of the World of 1619, in connection with planetary motion. The same scale was given in transposed form by
Alexander Malcolm in 1721 and theorist
Jose Wuerschmidt in the last century and is used in an inverted form in the music of northern India. American composer
Terry Riley also made use of the inverted form of it in his "Harp of New Albion". Despite this impressive pedigree, it is only one out of large number of somewhat similar scales.
(In theory unisons and octaves and their multiples are also "perfect" but this terminology is rarely used.)
To calculate the frequency of a note in a scale given in terms of ratios, the frequency ratio is multiplied by the frequency we associate to the unison, which will often be the tonic frequency. For instance, with a tonic of
A4 (A natural above middle C), the frequency is 440
Hz, and a justly tuned fifth above it (E5) is simply
440
★ (3/2) = 660 Hz.
The just major third, 5:4 and minor third, 6:5, are a
syntonic comma, 81:80, apart from their Pythagorean equivalents 81:64 and 32:27 respectively. According to
Carl Dahlhaus (1990, p.187), "the dependent third conforms to the Pythagorean, the independent third to the harmonic tuning of intervals."
Mathematics of musical scales
Western
common practice music usually cannot be played in just intonation, even when it is confined to a single key. This is because the
supertonic chord, or ii-chord, which is the most important of the minor triads in a major key, serves to bridge between the
dominant and
subdominant, having a root at once a minor third below the root of the subdominant triad, and hence sharing two of its notes, and a fifth above the root of the dominant triad or dominant seventh chord. The problem becomes still worse when
modulation, the key changes so important to common practice music, comes into play. The scale of the Western tradition is by its very nature neither one of just intonation nor one defined only in practice, but is a systematically tempered scale. The tempering can involve either the irregularities of
well temperament or be constructed as a
regular temperament, either some form of
equal temperament or some other regular meantone, but in all cases will involve the fundamental features of
meantone temperament.
Meantone, however, is not the only worthwhile temperament nor is the equal division of the octave into twelve parts the only reasonable way to so divide it. Many other systems of temperament are possible, leading to a variety of harmonic relationships characteristic to them. These characteristics depend on what just intervals, called commas, which differ slightly from the unison become a unison when tempered.
In meantone, for example, the root of a ii-chord regarded as being a fifth above the dominant would be a major whole tone of 9/8 if the fifths were tuned justly, but would be a minor whole tone of 10/9 if it is taken to be a just minor third of 6/5 below a just subdominant degree of 4/3. These are being equated, so meantone temperament is tempering out the difference between 9/8 and 10/9. This means their ratio, (9/8)/(10/9) = 81/80, is tempered to a unison. The interval 81/80, called the
syntonic comma or comma of Didymus, is the key comma of meantone temperament, and the fact that it becomes a unison in meantone temperament is a key fact of Western music.
Equal temperament
Main articles: Equal temperament
In
equal temperament, the equal division of the octave into twelve parts, each semitone (half step) is an interval of the twelfth root of two, so that twelve of these equal half steps add up to exactly an octave. With fretted instruments, it is very useful to use an equal tempering, so that the frets align evenly across the strings. In the European music tradition, equal tempering was used for lute and guitar music far earlier than for other instruments for this reason.
Equal tempered scales have been used and instruments built using various other numbers of equal tones. For example, the
19 equal temperament, first proposed and used by
Guillaume Costeley in the sixteenth century, uses 19 equally spaced tones, and has better major thirds and far better minor thirds than 12 equal temperament, at the cost of a flatter fifth. The overall effect is one of greater consonance.
24 equal temperament, with 24 equally spaced tones, is in very widespread use for
Arabic music.
The following graph reveals how accurately various equal tempered scales approximate three important harmonic identities: the major third (5th harmonic), the perfect fifth (3rd harmonic), and the "perfect seventh" (7th harmonic). [Note: the numbers above the bars designate the equal tempered scale (I.e., "12" designates the 12-tone equal tempered scale, etc)

CompEqualTempered.jpg
Sound samples
Below are
Ogg Vorbis files demonstrating the difference between just intonation and equal temperament. You may need to play the samples several times before you can pick the difference.
★ - this sample has half-step at 550 Hz (C# in the just intonation scale), followed by a half-step at 554.37 Hz (C# in the equal temperament scale).
★ - this sample consists of a "diad". The lower note is a constant A (440 Hz in either scale), the upper note is a C# in the equal tempered scale for the first 1", and a C# in the just intonation scale for the last 1". Phase differences make it easier to pick the transition than in the previous sample.
References
1. Eric - Math and Music: Harmonious Connections
2. Algebra of Tonal Functions.
3. http://www.mcs.surrey.ac.uk/Personal/R.Knott/Fibonacci/fibInArt.html#music
Further reading
★
Musimathics: The Mathematical Foundations of Music, Vol. 1, , Gareth, Loy, The MIT Press, 2006, ISBN 0-262-12282-0
External links
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Website for Musimathics book. Contains a table of content
★
Music, Mathematics, Philosophy and tuning
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Google Scholar Seach for 'music and mathematics'
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The method for transformation of music into an image through numbers and geometrical proportions
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Twelve-Tone Musical Scale.
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Sonantometry or music as math discipline.
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Music: A Mathematical Offering by Dave Benson.
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Nicolaus Mercator use of Ratio Theory in Music at
Convergence